Senior Compliance Officer vacancy available at al-fahad – Mumbai District, Maharashtra. At least 3 years of experience is required.
Salary:
₹10,00,000 – ₹15,00,000 a year
Full job description
Senior Compliance Officer – merchant banking
Location: Mumbai, India
Budget: Up to ₹15 LPA
Experience Level: Senior Level
Key Responsibilities:
- Ensure compliance with regulatory requirements and internal policies for all merchant banking operations.
- Oversee and manage end-to-end IPO mandates, ensuring adherence to legal and regulatory frameworks.
- Conduct regular compliance audits and assessments to identify potential risks and areas for improvement.
- Develop and implement compliance programs and training for staff to promote a culture of compliance.
- Liaise with regulatory authorities and ensure timely submission of necessary documentation.
- Monitor changes in regulations and assess their impact on the company’s operations.
- Prepare compliance reports for senior management and the board of directors.
Qualifications:
- Mandatory: Qualified Company Secretary (CS).
- Minimum of 3 years of experience in a listed merchant banking company.
- Proven experience in managing IPO mandates from inception to completion.
- Strong understanding of compliance regulations in the financial sector.
- Excellent analytical and problem-solving skills.
- Strong communication and interpersonal skills.
Why Join Us:
- Opportunity to work in a dynamic environment with a leading merchant banking firm.
- Competitive salary and benefits package.
- Professional growth and development opportunities.
Pay: ₹1,000,000.00 – ₹1,500,000.00 per year
Experience:
- merchant banking: 3 years (Required)
Location:
- Mumbai, Maharashtra (Mumbai, Mumbai District) (Required)
Work Location: In person
